Financial Regulatory Exams

Global Regulators We Deal with

Pakistan (IFMP Exams)

USA (NFA/CFTC/FINRA)

1. Series 3 : NCFE ( National Commodity Futures Examination)
2. Series 7 : General Securities Representative
3. Series 11: Assistant Representative — Order Processing
4. Series 14: Compliance Official
5. Series 30 : Branch Manager
6. Series 31 : Futures Managed Funds
7. Series 34 : Retail Off- Exchange Forex
8. Series 79: Investment Banking Qualification Examination
9. Series 86 : Research Analyst — Analysis
10. Series 87 : Research Analyst — Regulatory

UK ( FCA)

1. FCA Regulations
2. Certificate in Derivatives
3. Certificate in Securities
4. Certificate in Investment Management
5. Certificate in Commodity Derivatives
6. Certificate in Financial Derivatives

• Cyprus (CYSEC)
• Australia (ASIC)
• New Zealand (FMA)
• South Africa (FSB)
• Mauritius ( FSC)
• Belize (Central America)( IFSC)
• British Virgin Islands (BVI FSC)
• Malta (MFSA)